Control the Risk Outside
Not Your Walls.
Third-party risk is no longer just an operations concern — it’s a regulatory imperative. PGMP.US helps financial institutions:
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Establish complete third-party governance models
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Map services and controls across the third-party lifecycle
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Define tiered risk models and control expectations
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Track and enforce SLAs and KPIs
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Prepare for internal audit, regulator exams, and board reporting
Third-Party Oversight That Withstands Scrutiny
What we provide
Vendor risk tiering models
We classify vendors using exposure-based models tied to data criticality, operational risk, and regulatory impact.
Onboarding and offboarding playbooks
We standardize intake and exit processes to ensure all control steps are completed and documented.
SLA / KRI tracking templates and dashboards
We create tracking tools and scorecards to monitor vendor SLAs, KRIs, and issue trends in real-time.
Governance structures and escalation models
We define clear roles, escalation paths, and governance layers to support high-risk vendor oversight.
Standardized due diligence and reassessment packages
We implement templated risk reviews by tier, including SOC reviews, financials, and control mappings.
Regulatory response support for exam findings (OCC, FRB, NYDFS)
We help prepare remediation plans and closure artifacts that meet U.S. regulatory expectations.
Integration with InfoSec, Risk, Legal, and Business teams
We align stakeholders with clear RACI charts and checkpoints throughout vendor lifecycle events.
Metrics and reporting aligned with risk appetite statements
We build reporting frameworks that map third-party risk to enterprise risk tolerances and limits.
Contract reviews and SLA control clauses
We support legal review of contract language to embed SLA triggers, control clauses, and breach protocols.
Client: Tier-1 Investment Bank
Result:
- SLA compliance improved by 40%
- Regained regulatory confidence post-exam
- TPRM framework scaled across 6 business units
- Governance accepted by Internal Audit and Enterprise Risk
WHY PGMP.US FOR Third-Party Risk & Vendor Oversight
At PGMP.US, we bring precision and pragmatism to TPRM. Our programs are designed for real-world procurement and regulatory environments—driven by actionable tiering models, defensible oversight, and enterprise integration.
- We don’t just assess vendors — we build scalable ecosystems for onboarding, monitoring, and offboarding.
- Our team includes ex-CPO, Compliance, and Procurement leaders from top-tier banks and insurers.
- We’ve helped clients meet OCC, FRB, and NYDFS expectations around SLA monitoring, business continuity, and exit planning.
- Whether you're undergoing transformation or audit scrutiny, we anchor TPRM to measurable business outcomes.